Establishing an Effective Whistleblower Process


The attached whitepaper provides excellent guidance to setting up a whistleblower complaint handling process.

SOX has given new life to the whistleblower. If one were to read the plain text of the law the penalties for discriminating against a whistleblower are many and severe. The practical side of it is another story that I will discuss in depth another time.

The attached whitepaper provides excellent guidance to setting up a complaint handling process. Let us pretend that we care for SOX's bite and implement a process - if we haven't already!

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Download Document: Documents are in common file formats such as Microsoft Word (doc), Powerpoint (ppt), Excel (xls,csv,xlsx), and Adobe pdf.
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Posted on 03/17/2009 by


Establishing an Effective Whistleblower Process author Webmaster1

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